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Spectral analysis of Dirac operators for dislocated potentials with a purely imaginary jump

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Abstract

In this paper we present a complete spectral analysis of Dirac operators with non-Hermitian matrix potentials of the form sgn(x)+V(x) where VL1. For V=0, we compute explicitly the matrix Green function. This allows us to determine the spectrum, which is purely essential, and its different types. It also allows us to find sharp enclosures for the pseudospectrum and its complement, in all parts of the complex plane. Notably, this includes the instability region, corresponding to the interior of the band that forms the numerical range. Then, with the help of a Birman–Schwinger principle, we establish in precise manner how the spectrum and pseudospectrum change when V≠=0, assuming the hypotheses ∥VL1​<1 or VL1Lp where p>1. We show that the essential spectra remain unchanged and that the ε-pseudospectrum stays close to the instability region for small ε. We determine sharp asymptotics for the discrete spectrum, whenever V satisfies further conditions of decay at infinity. Finally, in one of our main findings, we give a complete description of the weakly-coupled model.

Original languageEnglish
Pages (from-to)1167–1239
Number of pages73
JournalJournal of Spectral Theory
Volume15
Issue number3
DOIs
Publication statusPublished - 22 Aug 2025

Keywords

  • Birman-Schwinger principle
  • Dirac operators
  • non-selfadjointness
  • pseudospectra
  • resolvent estimates

ASJC Scopus subject areas

  • Statistical and Nonlinear Physics
  • Mathematical Physics
  • Geometry and Topology

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